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# List of Regulations and their PDFs
![2021-06-22 TLDR of Regulations](https://user-images.githubusercontent.com/82035192/124927920-252e1980-dfcd-11eb-92fa-568b901ce719.png)
*Image created by [u/stevetheimpact](https://www.reddit.com/user/stevetheimpact/)*
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## Regulations
| Regulation | Description | PDF |
| :-------------: |:-------------| :-------------:|
| **DTC** | The Depository Trust Company is a subsidiary of the DTCC, and was created to reduce costs and provide clearing and settlement efficiencies. [[1]](https://www.dtcc.com/about/businesses-and-subsidiaries/dtc) | **[Regulatory Rule Filings](https://www.dtcc.com/legal/sec-rule-filings?subsidiary=DTC&pgs=1)** |
| SR-DTC-2021-003 | | [SR-DTC-2021-003-Approval-Notice.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784840/SR-DTC-2021-003-Approval-Notice.pdf)|
| SR-DTC-2021-004 | | [SR-DTC-2021-004.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784834/SR-DTC-2021-004.pdf) |
| SR-DTC-2021-005 | | [SR-DTC-2021-005.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784788/SR-DTC-2021-005.pdf) |
| SR-DTC-2021-006 | | [SR-DTC-2021-006.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784830/SR-DTC-2021-006.pdf) |
| SR-DTC-2021-007 | | [SR-DTC-2021-007.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784828/SR-DTC-2021-007.pdf) |
| SR-DTC-2021-008 | | [SR-DTC-2021-008.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784823/SR-DTC-2021-008.pdf) |
| SR-DTC-2021-009 | | [SR-DTC-2021-009.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784808/SR-DTC-2021-009.pdf) |
| **ICC** |The ICE Clear Credit was founded to digitize markets and provide greater price transparency. [[1]](https://www.theice.com/about) | **[Regulatory Rule Filings](https://www.sec.gov/rules/sro/icc.shtml)** |
| SR-ICC-2021-005 | | [SR-ICC-2021-005.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784935/SR-ICC-2021-005.pdf) |
| SR-ICC-2021-007 | | [SR-ICC-2021-007.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784931/SR-ICC-2021-007.pdf) |
| SR-ICC-2021-008 | | [SR-ICC-2021-008.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784924/SR-ICC-2021-008.pdf) |
| SR-ICC-2021-009 | | [SR-ICC-2021-009.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784922/SR-ICC-2021-009.pdf) |
| SR-ICC-2021-014 | | [SR-ICC-2021-014.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784919/SR-ICC-2021-014.pdf) |
| **OCC** | The Office of the Comptroller of the Currency is a federal agency that oversees the execution of laws relating to national banks. [[1]](https://www.investopedia.com/terms/o/office-comptroller-currency-occ.asp#:~:text=The%20Office%20of%20the%20Comptroller%20of%20the%20Currency%20(OCC)%20is,laws%20relating%20to%20national%20banks.) | **[Regulatory Rule Filings](https://www.sec.gov/rules/sro/occ.htm)** |
| SR-OCC-2021-003 | | [SR-OCC-2021-003.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784888/SR-OCC-2021-003.pdf) |
| SR-OCC-2021-004 | | [SR-OCC-2021-004.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784904/SR-OCC-2021-004.pdf) |
| **NSCC** | The National Securities Clearing Corporation is a subsidiary of the DTCC, and was created to provide clearing settlement, risk managment, central counterparty services, and a guarantee of completion for certain transactions for virtuall all broker-to-broker trades. [[1]](https://www.dtcc.com/about/businesses-and-subsidiaries/nscc) | **[Regulatory Rule Filings](https://www.dtcc.com/legal/sec-rule-filings?subsidiary=NSCC&pgs=1)** |
| SR-NSCC-2021-002 | | [SR-NSCC-2021-002.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784875/SR-NSCC-2021-002.pdf) |
| SR-NSCC-2021-004 | | [SR-NSCC-2021-004.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784872/SR-NSCC-2021-004.pdf) |
| SR-NSCC-2021-005 | | [SR-NSCC-2021-005.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784869/SR-NSCC-2021-005.pdf) |
| SR-NSCC-2021-006 | | [SR-NSCC-2021-006.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784867/SR-NSCC-2021-006.pdf) |
| **Other** | | |
| Exchange Act Rule 15c3-3 | | [Rule-15c3-3.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784958/Rule-15c3-3.pdf) |
| MSBS978-21: FICC Notice | | [MBSD978-21.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784986/MBSD978-21.pdf) |
| SR-NYSEAMER-2021-29 | | [SR-NYSEAMER-2021-29.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784991/SR-NYSEAMER-2021-29.pdf) |
| FINRA Regulatory Notice 21-19 | | [Regulatory-Notice-21-19.pdf](https://github.com/verymeticulous/wikAPEdia/files/6784777/Regulatory-Notice-21-19.pdf) |
---