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29 lines
1.4 KiB
Markdown
29 lines
1.4 KiB
Markdown
78.46%
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| Author | Source |
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| [u/conspiracycatz](https://www.reddit.com/user/conspiracycatz/) | [Reddit](https://www.reddit.com/r/GME/comments/lgjc34/7846/) |
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[](https://i.redd.it/1936wuy35kg61.jpg)
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---
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> **:information_source: Key Highlights and Takeaways** by [u/Meticulous-](https://www.reddit.com/user/Meticulous-)
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>
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> **What is FINRA?**
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> [FINRA](https://www.finra.org/about) is short for the Financial Industry Regulatory Authority, and is a not-for-profit entity that is not part of the government.
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> FINRA handles the licensing and regulation of broker-dealers and is responsible for overseeing virtuall all U.S. stockbrokers and brokerage firms.
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> FINRA is the largest self-regulatory organization (SRO) in the securities industry within the U.S.
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> **What is the Short Interest Report?**
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> FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month, which can be found [here](https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest).
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>
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> Resources [[1]](https://www.investopedia.com/ask/answers/how-does-finra-differ-sec/) [[2]](https://www.finra.org/about) [[3]](https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest)
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